Changes to the Securities and Futures Commission (SFC) Fund Manager Code of Conduct are getting ever closer. What must your firm do to be ready for this significant change?
Secure your place at our upcoming webinar, where Derek McGibney, our Managing Director for Asia, will discuss practical steps on how prepare for the approaching deadline.
Topics to be addressed include:
- The essential elements required to meet the regulators expectations by the November implementation date.
- How an efficient compliance programme can add value to your business.
- Lessons learned from other regions that have been through similar regulatory change.
Derek is the Managing Director for Cordium in Asia and is responsible for leading the firm’s growth in this region. In this role he supports the regulatory needs of investment firms operating locally and within other jurisdictions, including the UK and US, that seek to enter into and operate in the Asia-Pacific market.
Derek is on AIMA’s APAC Education Committee in Hong Kong and has led and participated in various industry consultations in the UK, including Commissions Unbundling (2006) and MiFID II (2010).